About Us
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Board of Directors

Kamal Gupta
Kamal Gupta Director Of KK Securities Ltd., member of NSE in trading segment since 1995, trading and self-clearing member in F&O segment of NSE since 2002/2003 and trading member in currency segment since 2008 and member of BSE in cash market since 2005 and F&O segment since 2011. KK Securities Ltd. has also been a DP with NSDL since 1998. Mr. Kamal Gupta has deep knowledge of capital markets and for this he was nominated on the “Committee Of Settlements Issues” (COSI) of NSCCL.

Work Experience :
Shri Kamal Gupta, B.Com, FCA is founder director of KK Securities Ltd. since incorporation. KK Securities Ltd. was incorporated on 14.07.1994. Its main object is to apply for and become member of stock exchanges. Due to the sincere efforts of Shri Kamal Gupta, KK Securities Ltd. was able to acquire membership of capital market segment of National Stock Exchange Of India Ltd. (NSE) in 1995 and commenced operations on NSE in September 1995. The SEBI registration no. of the company for NSE membership is INB0230770030.

Under the leadership of Shri Kamal Gupta, the company soon became a leading member of NSE in Delhi. The focus of the company has always been more on delivery trades and the retail segment. The hard work, efforts and deep knowledge of capital markets of Shri Kamal Gupta were soon recognised by NSE/NSCCL and the NSE/NSCCL nominated Shri Kamal Gupta to be a member of their 1st Committee On Settlements Issues (COSI). Shri Kamal Gupta was nominated to COSI for a term of 3 years. COSI is a national level committee set up by NSE/NSCCL to advice NSCCL on the matters/issues arising out of settlements. It holds quarterly meeting in Mumbai and also meets in emergencies. He was further nominated by NSCCL to their Dispute Resolution Committee (DRC) for northern region for resolving disputes between members of NSE or between members/NSCCL.

In early 1998, KK Securities Ltd. became DP with NSDL under the guidance of Shri Kamal Gupta. KK Securities Ltd. is the 3rd DP with NSDL from northern region. The DP ID is IN300468. The SEBI registration no. IN-DP-NSDL-47-98. In March 2002, KK Securities Ltd. became trading member in the futures and options segment of NSE. In April 2003 the company acquired self-clearing membership in futures and options segment of NSE/NSCCL. The SEBI registration no. is INF230770030.

Under his leadership KK Securities Ltd. became a member of BSE in cash market in 2005 and F&O segment in 2011.

Shri Kamal Gupta has deep understanding of Indian capital markets. He understands the working of capital markets. He has first hand, hands on and grass root level experience of running the operations of a stock broker company and also DP operations for the last 22 years. He holds valid NCFM certificates for capital market operations, derivatives market operations and depository modules from NSE.

Shri Kamal Gupta is a Fellow member of The Institute of Chartered Accountants of India.

Mr. Auchitya Gupta
Auchitya Gupta Mr. Auchitya Gupta is the director of KK Securities Limited since 2013.
Mr. Gupta completed his Msc. in Banking and Finance with distinction from University of London.
During his Masters he conducted a research study on Volatility Modelling, titled - “Investigating The Suitability of Volatility Models Pre and Post Financial Crisis Era: A study of the Indian Stock Market.”
Prior to that, he completed his Bachelors of Commerce (Honors) with first division from University of Delhi.
He has pursued his schooling from Modern School, Barakhamba Road.
Mr. Gupta has a strong financial literacy and his clear understanding of the industry fosters his growth in the financial sector.

Work Experience :
He has worked at Amplify Trading in London as a Derivatives Trading Intern, wherein he mastered the skills of fundamental and technical analysis and also polished his skills of trading in in FX, German Bunds, Oil, and S&P 500.
He has also interned in Standard Chartered Bank, ICICI Bank Capital Markets and BMW India Financial Services Ltd.
Having studied from abroad and being fascinated by the stock markets since childhood, Mr. Gupta breathes-in a fresh energy into the organization and hopes to further add to the business.
Mr. Gupta aims to encourage trading and investing amongst women and younger generation in India.

T.R. Agrawal
Shri T.R. Agrawal is a director of KK Securities Ltd. since June 2003. KK Securities Ltd. was incorporated on 14.07.1994. Its main object is to apply for and become member of stock exchanges. KK Securities Ltd. acquired membership of capital market segment of National Stock Exchange Of India Ltd. (NSE) in 1995 and commenced operations on NSE in September 1995. The SEBI registration no. of the company for NSE membership is INB0230770030.

In early 1998, KK Securities Ltd. became DP with NSDL. KK Securities Ltd. is the 3rd DP with NSDL from northern region. The DP ID is IN300468. The SEBI registration no. IN-DP-NSDL-47-98. In March 2002, KK Securities Ltd. became trading member in the futures and options segment of NSE. In April 2003 the company acquired self-clearing membership in futures and options segment of NSE/NSCCL. The SEBI registration no. is INF230770030. In Aug 2008 the company became trading member of currency segment. in NSE.

Mr. T.R. Agrawal has been working in KK Securities since 1995. Mr. T.R. Agrawal has the charge of the clearing operations of KK Securities Ltd. He is also looking after the Depository operations of KK Securities Ltd. He ensures that all backend operations are run smoothly, payments are received in time from clients. Similarly he ensures that delivery/pay in obligations to exchange and clients are met and payout of funds and deliveries are made. He also looks after the compliance work.

Shri T.R. Agrawal looks after the retailing of IPOs. The company has had remarkable success in obtaining subscriptions to IPOs in the last 3 years.

Shri T.R. Agrawal has good understanding of Indian capital markets. He has first hand, hands on and grass root level experience of running the backend operations of a stock broker company for the last 17 years and also the DP operations for the last 6 years. In recognition of the hard work put in by Shri T.R. Agrawal, he was inducted on the Board of the company in June 2003.

KYC IS ONE TIME EXERCISE WHILE DEALING IN SECURITIES MARKETS - ONCE KYC IS DONE THROUGH A SEBI REGISTERED INTERMEDIARY (BROKER, DP, MUTUAL FUND ETC.), YOU NEED NOT UNDERGO THE SAME PROCESS AGAIN WHEN YOU APPROACH ANOTHER INTERMEDIARY. | PREVENT UNAUTHORISED TRANSACTIONS IN YOUR ACCOUNT --> UPDATE YOUR MOBILE NUMBERS/EMAIL IDS WITH YOUR STOCK BROKER/DEPOSITORY PARTICIPANT. RECEIVE INFORMATION/ALERT OF YOUR TRANSACTIONS DIRECTLY FROM EXCHANGE/NSDL ON YOUR MOBILE/EMAIL AT THE END OF THE DAY .......... ISSUED IN THE INTEREST OF INVESTORS
 
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Right and Obligation, RDD, Guidance Note in Vernacular Language
Attention Investors : "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."
  "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."
  "Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participants. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day.Issued in the interest of Investors."
Regd. Office: 76-77, Scindia House, 1st Floor, Janpath, Connaught Place, New Delhi – 110001
Mumbai Office: 52, Jolly Maker Chamber 2, Nariman Point, Mumbai - 400021, Tel: 022-45106700, Toll Free Number: 1800-103-6700

For grievances please e-mail at: kkslig@hotmail.com

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